Law, Siu Cheong 羅肇昌

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 NFH Securities and Futures Limited Rep Advising on futures contracts 2017-08-02
2 NFH Asset Management Limited Rep Advising on securities 2017-08-02 2023-04-13
3 NFH Asset Management Limited Rep Asset management 2017-08-02 2021-04-20
4 TFI Securities and Futures Limited Rep Dealing in futures contracts 2016-08-29 2017-06-12
5 NFH Securities and Futures Limited Rep Dealing in futures contracts 2017-08-02
6 TFI Securities and Futures Limited Rep Dealing in securities 2016-08-17 2017-06-12
7 NFH Securities and Futures Limited Rep Dealing in securities 2017-08-02 2023-04-13
8 NFH Asset Management Limited RO Advising on securities 2023-04-13
9 NFH Asset Management Limited RO Asset management 2021-04-20
10 NFH Securities and Futures Limited RO Dealing in securities 2023-04-13

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