Guenier, Alix Long Daniel
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ICAP Securities Hong Kong Limited | Rep | Dealing in futures contracts | 2019-10-14 | 2022-10-27 | Rep | Dealing in securities | 2019-10-14 | 2022-10-27 | RO | Dealing in futures contracts | 2022-10-27 | RO | Dealing in securities | 2022-10-27 |
| 2 | Leonteq Securities (Hong Kong) Limited | Rep | Advising on securities | 2016-08-19 | 2017-07-03 | Rep | Dealing in securities | 2016-08-19 | 2017-07-03 |
| 3 | T.F.S. Derivatives HK Limited | Rep | Dealing in futures contracts | 2017-08-04 | 2019-06-24 | Rep | Dealing in securities | 2017-08-04 | 2019-06-24 |
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