Li, Gengshuo 李耕碩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CATHAY SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2023-03-30 | Rep | Dealing in securities | 2023-03-30 |
| 2 | GRANDLY FINANCIAL SERVICES LIMITED | Rep | Dealing in futures contracts | 2021-03-01 | 2022-08-12 | Rep | Dealing in securities | 2021-03-01 | 2022-08-12 |
| 3 | SMART GRANDLY ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2021-09-06 | 2022-08-12 | Rep | Asset management | 2021-09-06 | 2022-08-12 |
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