Li, Chao (SFC:BQR891) 李超
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI SECURITIES LIMITED | Rep | Advising on securities | 2023-06-28 | Rep | Dealing in futures contracts | 2023-06-28 | Rep | Dealing in securities | 2023-06-28 |
| 2 | CINDA INTERNATIONAL SECURITIES LIMITED | Rep | Advising on securities | 2023-04-06 | 2023-05-18 | Rep | Dealing in securities | 2023-04-06 | 2023-05-18 |
| 3 | ORIENT FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2022-08-17 | 2022-12-20 |
| 4 | ORIENT SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2021-03-04 | 2022-10-20 | Rep | Dealing in securities | 2021-03-04 | 2022-10-20 | RO | Advising on securities | 2022-10-20 | 2022-12-20 | RO | Dealing in securities | 2022-10-20 | 2022-12-20 |
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