Basu, Sougata
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Advising on securities | 2016-08-22 | 2016-08-26 | Rep | Dealing in securities | 2017-03-20 | 2017-06-19 | Rep | Dealing in securities | 2017-08-15 | 2017-08-18 | Rep | Dealing in securities | 2018-04-17 | 2018-04-20 | Rep | Dealing in securities | 2018-06-26 | 2018-06-29 | Rep | Dealing in securities | 2018-08-20 | 2018-08-24 | Rep | Dealing in securities | 2019-01-18 | 2019-01-26 | Rep | Dealing in securities | 2019-05-15 | 2019-05-17 | Rep | Dealing in securities | 2022-12-13 | 2022-12-15 |
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