Cai, Hua (SFC:BHZ819) 蔡華
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Yunfeng Securities Limited | Rep | Dealing in securities | 2016-08-23 | 2019-09-12 | Rep | Advising on securities | 2017-05-12 | 2018-11-15 | RO | Advising on securities | 2018-11-15 | 2019-09-12 |
| 2 | Yunfeng Financial Markets Limited | Rep | Advising on securities | 2016-08-23 | 2018-11-15 | Rep | Asset management | 2016-08-23 | 2018-11-15 | Rep | Dealing in securities | 2016-08-23 | 2019-09-12 | RO | Advising on securities | 2018-11-15 | 2019-09-12 | RO | Asset management | 2018-11-15 | 2019-09-12 |
| 3 | Yunfeng Asset Management Limited | Rep | Asset management | 2016-08-23 | 2018-03-12 | RO | Asset management | 2018-03-12 | 2019-09-12 |
| 4 | Fosun International Securities Limited | Rep | Advising on securities | 2022-08-08 | 2022-10-26 | Rep | Dealing in securities | 2022-08-08 | 2022-10-26 | RO | Advising on securities | 2022-10-26 | RO | Dealing in securities | 2022-10-26 |
| 5 | Fosun International Asset Management Limited | Rep | Advising on securities | 2022-08-08 | 2022-10-26 | Rep | Asset management | 2022-08-08 | 2022-10-26 | RO | Advising on securities | 2022-10-26 | RO | Asset management | 2022-10-26 |
| 6 | Finloop Finance Limited | Rep | Advising on securities | 2019-10-17 | 2019-11-07 | Rep | Asset management | 2019-10-17 | 2019-11-07 | RO | Advising on securities | 2020-01-30 | 2022-05-31 | RO | Asset management | 2020-01-30 | 2022-05-31 | RO | Dealing in securities | 2020-05-14 | 2022-05-31 |
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