Shum, Hoi To 沈海濤
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Manulife Investment Management (Hong Kong) Limited | Rep | Dealing in securities | 2016-08-23 | 2019-06-28 |
| 2 | Yan Yun Family Office (HK) Limited | Rep | Advising on securities | 2022-07-25 | 2023-09-28 | Rep | Asset management | 2022-07-25 | 2023-09-28 |
| 3 | ZHONGTAI INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2019-11-22 | 2021-05-18 |
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