Siu, Kai Yun 蕭嘉茵
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in securities | 2016-08-26 | 2017-03-24 |
| 2 | Credit Suisse (Hong Kong) Limited | Rep | Asset management | 2018-01-30 | 2020-10-30 |
| 3 | Raffles Assets Management (HK) Co. Limited | Rep | Asset management | 2020-11-24 | 2021-06-01 |
| 4 | Raffles Assets Management (HK) Co. Limited | Rep | Advising on securities | 2021-01-11 | 2021-06-01 |
| 5 | Optimas Capital Limited | Rep | Asset management | 2022-03-18 | 2023-08-25 |
| 6 | Black Tusk Partners Limited | RO | Dealing in securities | 2023-10-05 |
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