Wang, Yu (SFC:BIC278) 王禹
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Dongxing Securities (Hong Kong) Company Limited | Rep | Dealing in securities | 2016-08-26 | 2021-05-21 | RO | Dealing in securities | 2021-05-21 | 2023-06-26 | Rep | Advising on corporate finance | 2022-06-29 | 2023-06-26 |
| 2 | SINOPAC SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2023-09-25 | 2023-11-06 | RO | Dealing in futures contracts | 2023-11-06 | RO | Dealing in securities | 2023-11-06 | Rep | Advising on futures contracts | 2024-01-04 | Rep | Advising on securities | 2024-01-04 |
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