Yu, Clive
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2016-08-29 | 2018-12-19 |
| 2 | Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2016-08-29 | 2020-06-03 | Rep | Dealing in securities | 2016-08-29 | 2020-06-03 | Rep | Automated trading services | 2018-05-03 | 2018-11-01 |
| 3 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2020-09-10 | Rep | Advising on futures contracts | 2020-09-21 | 2022-06-07 | Rep | Advising on securities | 2020-09-21 | 2022-06-07 |
| 4 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in futures contracts | 2020-09-10 | Rep | Dealing in securities | 2020-09-10 | Rep | Automated trading services | 2020-09-21 |
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