Lam, Chin Ting (SFC:BIB399) 林展廷
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | UBS SECURITIES HONG KONG LIMITED | Rep | Advising on corporate finance | 2016-08-29 | 2016-12-18 | UBS SECURITIES HONG KONG LIMITED | Rep | 2016-12-19 | 2019-12-03 | Citigroup Global Markets Asia Limited | Rep | 2020-02-12 | 2021-05-20 | HAITONG INTERNATIONAL CAPITAL LIMITED | Rep | 2021-06-22 |
2 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2021-08-19 | |
3 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2020-02-18 | 2021-05-20 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 2021-06-22 |
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