Xu, Qiwen (SFC:BIC457) 許綺雯
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BOCI ASIA LIMITED | Rep | Advising on corporate finance | 2020-03-17 | 2021-08-13 |
2 | China Securities (International) Brokerage Company Limited | Rep | Advising on securities | 2016-08-30 | 2019-04-30 |
3 | GUOTAI JUNAN CAPITAL LIMITED | Rep | Advising on corporate finance | 2021-09-02 | 2022-07-08 |
4 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2021-12-29 | 2022-07-08 | Rep | Dealing in securities | 2021-12-29 | 2022-07-08 |
5 | SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED | Rep | Advising on corporate finance | 2022-07-26 | Rep | Advising on securities | 2022-07-26 | Rep | Dealing in securities | 2022-07-26 |
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