Ouyang, Puxi 歐陽普晞
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CMBC ASSET MANAGEMENT COMPANY LIMITED | Rep | Asset management | 2021-06-11 | 2021-12-31 |
| 2 | CMBC International Securities Limited | Rep | Advising on securities | 2017-01-20 | 2021-12-31 | Rep | Dealing in securities | 2017-01-20 | 2021-12-31 |
| 3 | CMBC SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2019-07-17 | 2021-12-31 | Rep | Dealing in securities | 2019-07-17 | 2021-12-31 |
| 4 | CNCB (Hong Kong) Capital Limited | Rep | Advising on securities | 2022-05-10 | Rep | Asset management | 2022-05-10 | Rep | Dealing in securities | 2022-05-10 |
| 5 | orientiert XYZ Securities Limited | Rep | Advising on securities | 2016-08-31 | 2016-10-14 | Rep | Dealing in securities | 2016-08-31 | 2016-10-14 | Rep | Advising on corporate finance | 2016-09-28 | 2016-10-14 |
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