Liu, Wai Ho (SFC:BIC281) 廖偉豪
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CASH Wealth Management Limited | Rep | Advising on securities | 2023-09-14 | |
| 2 | CASH Wealth Management Limited | Rep | Asset management | 2023-09-14 | |
| 3 | BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2016-08-31 | 2021-07-30 | CELESTIAL COMMODITIES LIMITED | Rep | 2023-03-09 |
| 4 | BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2016-08-31 | 2021-07-30 | CELESTIAL SECURITIES LIMITED | Rep | 2023-03-09 |
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