Chan, Edward Kwok Chu 陳國柱
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ALPHALT COMPANY LIMITED | RO | Advising on securities | 2023-08-01 | RO | Asset management | 2023-08-01 |
| 2 | Global Prosperity Financial Company Limited | RO | Advising on securities | 2019-07-31 | 2022-03-03 | RO | Asset management | 2019-07-31 | 2022-03-03 | Rep | Dealing in securities | 2019-10-03 | 2022-03-03 |
| 3 | SBI China Capital Asset Management Limited | RO | Asset management | 2016-08-31 | 2019-01-31 | RO | Advising on securities | 2018-09-18 | 2019-01-31 |
| 4 | Tongfang Securities Limited | Rep | Advising on securities | 2022-03-11 | 2022-04-04 | Rep | Asset management | 2022-03-11 | 2022-04-04 | Rep | Dealing in securities | 2022-03-11 | 2023-05-31 | RO | Advising on securities | 2022-04-04 | 2023-05-31 | RO | Asset management | 2022-04-04 | 2023-05-31 |
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