Sun, Yan (SFC:BIC310) 孫岩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | AVICT Global Asset Management Limited | Rep | Asset management | 2022-11-11 | 2023-08-14 |
2 | CEB International Asset Management Corporation Limited | Rep | Asset management | 2023-09-06 | Rep | Advising on securities | 2023-10-13 | Rep | Dealing in securities | 2023-10-13 |
3 | Huarong International Securities Limited | Rep | Dealing in futures contracts | 2016-09-02 | 2017-04-20 | Rep | Dealing in securities | 2016-09-02 | 2017-04-20 |
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