Joyce, John Collins
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2016-09-05 | 2020-10-06 | Rep | Advising on securities | 2018-04-06 | 2020-10-06 | RO | Advising on securities | 2020-10-06 | RO | Dealing in securities | 2020-10-06 |
2 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Dealing in futures contracts | 2016-10-11 | |
3 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2016-09-05 | 2016-10-10 |
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