Li, Zhuoning 李卓凝
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCOM International (Asia) Limited | Rep | Advising on corporate finance | 2017-01-18 | 2018-05-18 | Rep | Dealing in securities | 2017-01-18 | 2018-05-18 |
| 2 | Daiwa Capital Markets Hong Kong Limited | Rep | Advising on corporate finance | 2018-06-26 | 2020-03-14 | Rep | Dealing in securities | 2018-06-26 | 2020-03-14 |
| 3 | orientiert XYZ Securities Limited | Rep | Advising on securities | 2016-09-07 | 2016-10-31 | Rep | Dealing in securities | 2016-09-07 | 2016-10-31 |
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