Su, Tingjuan 蘇婷娟
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CCB INTERNATIONAL SECURITIES LIMITED | Rep | Advising on securities | 2024-03-28 | 2024-08-19 | Rep | Dealing in securities | 2024-03-28 | 2024-08-19 | RO | Advising on securities | 2024-08-19 | RO | Dealing in securities | 2024-08-19 |
2 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Dealing in securities | 2016-09-12 | 2018-04-22 |
3 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2020-05-22 | 2024-01-30 | Rep | Dealing in securities | 2020-05-22 | 2024-01-30 |
4 | TFI Asset Management Limited | Rep | Advising on securities | 2018-05-25 | 2020-04-29 |
5 | TFI Securities and Futures Limited | Rep | Dealing in securities | 2019-06-05 | 2020-04-29 |
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