Luk, Brian Kai Wing 陸啟穎
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Standard Chartered Securities (Hong Kong) Limited | Rep | Advising on futures contracts | 2016-09-14 | 2018-02-23 |
| 2 | HANG SENG INVESTMENT MANAGEMENT LIMITED | Rep | Advising on futures contracts | 2018-08-06 | 2018-12-12 |
| 3 | Standard Chartered Securities (Hong Kong) Limited | Rep | Advising on securities | 2016-09-14 | 2018-02-23 |
| 4 | HANG SENG INVESTMENT MANAGEMENT LIMITED | Rep | Advising on securities | 2018-08-06 | 2018-12-12 |
| 5 | HANG SENG INVESTMENT MANAGEMENT LIMITED | Rep | Asset management | 2018-09-03 | 2018-12-12 |
| 6 | Standard Chartered Securities (Hong Kong) Limited | Rep | Dealing in futures contracts | 2016-09-14 | 2018-02-23 |
| 7 | SG SECURITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2023-02-14 | |
| 8 | Standard Chartered Securities (Hong Kong) Limited | Rep | Dealing in securities | 2016-09-14 | 2018-02-23 |
| 9 | HANG SENG INVESTMENT MANAGEMENT LIMITED | Rep | Dealing in securities | 2018-08-06 | 2018-12-12 |
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