Chen, Wen-Liang 陳文良
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CSC FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2017-07-06 | 2017-08-29 | RO | Dealing in futures contracts | 2017-08-29 | 2023-12-01 | RO | Dealing in securities | 2017-11-07 | 2023-12-01 | RO | Advising on futures contracts | 2021-03-26 | 2023-12-01 | RO | Advising on securities | 2021-03-26 | 2023-12-01 |
| 2 | CSC SECURITIES (HK) LIMITED | Rep | Asset management | 2017-12-12 | 2023-12-01 | RO | Dealing in futures contracts | 2021-08-11 | 2023-12-01 |
| 3 | Huatai (Hong Kong) Futures Limited | RO | Advising on futures contracts | 2016-09-14 | 2017-03-15 | RO | Dealing in futures contracts | 2016-09-14 | 2017-03-15 |
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