Chan, Pui Chi (SFC:BIE991) 陳沛芝
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARING ASSET MANAGEMENT (ASIA) LIMITED | Rep | Advising on securities | 2024-03-13 | Rep | Dealing in securities | 2024-03-13 |
| 2 | JF INTERNATIONAL MANAGEMENT INC. | Rep | Advising on securities | 2016-09-15 | 2018-07-03 | Rep | Asset management | 2016-09-15 | 2018-07-03 |
| 3 | JPMorgan Asset Management (Asia Pacific) Limited | Rep | Advising on securities | 2016-09-15 | 2021-08-31 | Rep | Asset management | 2016-09-15 | 2021-08-31 |
| 4 | JPMorgan Funds (Asia) Limited | Rep | Advising on securities | 2016-09-15 | 2021-08-31 | Rep | Asset management | 2016-09-15 | 2021-08-31 | Rep | Dealing in securities | 2016-09-15 | 2021-08-31 |
| 5 | PGIM (Hong Kong) Limited | Rep | Advising on securities | 2021-09-21 | 2024-02-28 | Rep | Dealing in securities | 2021-09-21 | 2024-02-28 |
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