Wang, Lu (SFC:BID335) 王璐
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Galaxy International Securities (Hong Kong) Co., Limited | Rep | Dealing in securities | 2016-11-18 | 2017-08-30 |
| 2 | FRONTIER CAPITAL MANAGEMENT LIMITED (HK) | Rep | Advising on securities | 2016-09-21 | 2016-11-14 | Rep | Dealing in securities | 2016-09-21 | 2016-11-14 |
| 3 | Nomura Asset Management Hong Kong Limited | Rep | Advising on securities | 2018-11-16 | 2022-07-29 | Rep | Asset management | 2019-01-10 | 2022-07-29 |
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