Li, Wai Kwan (SFC:ALU154) 李偉君
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA FINANCE KAB ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2016-09-26 | 2017-09-30 | Rep | Asset management | 2016-09-26 | 2017-09-30 |
| 2 | China Finance KAB Limited | Rep | Advising on securities | 2016-09-26 | 2017-09-30 | Rep | Dealing in securities | 2016-09-26 | 2017-09-30 |
| 3 | NFH Asset Management Limited | Rep | Advising on securities | 2017-10-19 | 2018-11-19 |
| 4 | NFH Corporate Finance Limited | Rep | Advising on corporate finance | 2017-10-19 | 2018-11-19 |
| 5 | NFH Securities and Futures Limited | Rep | Dealing in securities | 2017-11-29 | 2018-11-19 |
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