Chen, Kun (SFC:BQT597) 陳坤
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GRANDLY FINANCIAL SERVICES LIMITED | Rep | Dealing in futures contracts | 2022-11-11 | 2023-04-12 | Rep | Dealing in securities | 2022-11-11 | 2023-04-12 |
| 2 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Advising on securities | 2023-05-08 | Rep | Dealing in futures contracts | 2023-05-08 | Rep | Dealing in securities | 2023-05-08 |
| 3 | XIN HUA SECURITIES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2021-03-09 | 2021-08-31 |
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