Sun, Qiwen 孫奇聞
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Zhong Yang Capital Limited | Rep | Advising on futures contracts | 2018-08-07 | 2021-03-17 | Rep | Advising on securities | 2018-08-07 | 2021-03-17 | Rep | Asset management | 2018-08-07 | 2021-03-17 | RO | Advising on futures contracts | 2021-03-17 | RO | Advising on securities | 2021-03-17 | RO | Asset management | 2021-03-17 |
| 2 | Zhong Yang Securities Limited | Rep | Dealing in securities | 2016-09-27 | 2021-12-01 | Rep | Dealing in futures contracts | 2016-12-16 | 2021-12-01 | RO | Dealing in futures contracts | 2021-12-01 | RO | Dealing in securities | 2021-12-01 |
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