Lo, Kin Wa (SFC:BIH322) 羅建華
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CMB INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2025-01-28 | 2025-04-03 |
| 2 | CMB International Securities Limited | Rep | Advising on securities | 2025-01-28 | 2025-04-03 | Rep | Dealing in securities | 2025-01-28 | 2025-04-03 |
| 3 | CSC FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2019-05-17 | 2019-12-28 | Rep | Dealing in securities | 2019-07-09 | 2019-12-28 | Rep | Dealing in futures contracts | 2020-09-11 | 2021-12-08 | Rep | Dealing in securities | 2020-10-05 | 2021-12-08 |
| 4 | DAYOU FUTURES (HK) COMPANY LIMITED | Rep | Dealing in futures contracts | 2016-09-28 | 2019-05-01 |
| 5 | Fosun International Securities Limited | Rep | Advising on securities | 2025-04-25 | Rep | Dealing in securities | 2025-04-25 |
| 6 | Futu Securities International (HONG KONG) Limited | Rep | Advising on futures contracts | 2023-09-06 | 2024-12-31 | Rep | Advising on securities | 2023-09-06 | 2024-12-31 | Rep | Dealing in futures contracts | 2023-09-06 | 2024-12-31 | Rep | Dealing in securities | 2023-09-06 | 2024-12-31 |
| 7 | Haitong Futures Hong Kong Limited | Rep | Dealing in futures contracts | 2020-02-26 | 2020-08-31 |
| 8 | Huatai (Hong Kong) Futures Limited | Rep | Dealing in futures contracts | 2020-01-16 | 2020-02-10 |
| 9 | SINOPAC SECURITIES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2022-01-26 | 2023-08-24 | Rep | Dealing in securities | 2022-01-26 | 2023-08-24 |
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