Chan, Yui Richard 陳銳
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Brookfield Advisors (Hong Kong) Limited | Rep | Advising on securities | 2022-10-21 | 2024-06-27 | Rep | Dealing in securities | 2022-10-21 | 2024-06-27 | RO | Advising on securities | 2024-06-27 | RO | Dealing in securities | 2024-06-27 |
| 2 | Capital International, Inc. | Rep | Dealing in securities | 2019-01-23 | 2022-10-07 |
| 3 | PIMCO Asia Limited | Rep | Dealing in securities | 2016-09-29 | 2019-01-18 |
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