Xia, Tenglei 夏滕磊
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CHAOS INTERNATIONAL FINANCIAL LIMITED | Rep | Dealing in futures contracts | 2016-09-30 | 2019-03-13 |
2 | China Orient International Asset Management Limited | Rep | Advising on securities | 2022-12-30 | Rep | Asset management | 2022-12-30 | Rep | Dealing in securities | 2022-12-30 |
3 | CIF Global Markets (HK) Limited | Rep | Leveraged foreign exchange trading | 2017-10-25 | 2019-09-06 |
4 | CIF Securities Futures Limited | Rep | Dealing in futures contracts | 2018-09-28 | 2019-09-06 | Rep | Dealing in securities | 2018-09-28 | 2019-09-06 |
5 | FULLGOAL ASSET MANAGEMENT (HK) LIMITED | Rep | Asset management | 2019-09-27 | 2022-12-03 |
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