Zhu, Qi (SFC:BIH729) 朱启
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CPIC Investment Management (H.K.) Company Limited | Rep | Advising on securities | 2022-12-01 | 2023-01-31 | Rep | Asset management | 2022-12-01 | 2023-01-31 | RO | Advising on securities | 2023-01-31 | RO | Asset management | 2023-01-31 |
| 2 | E FUND MANAGEMENT (HONG KONG) CO., LIMITED | Rep | Advising on securities | 2016-09-30 | 2017-07-31 | Rep | Asset management | 2016-09-30 | 2017-07-31 | Rep | Dealing in securities | 2016-09-30 | 2017-07-31 |
| 3 | ORIENT ASSET MANAGEMENT (HONG KONG) LIMITED | Rep | Asset management | 2017-09-06 | 2019-01-02 | RO | Asset management | 2019-01-02 | 2022-09-12 | RO | Advising on securities | 2022-01-28 | 2022-09-12 |
| 4 | ORIENT SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2017-09-06 | 2022-09-12 | Rep | Dealing in securities | 2017-09-06 | 2022-09-12 |
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