Yip, Pui King 葉佩琼
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | W. Falcon Asset Management (Asia) Limited | Rep | Advising on securities | 2017-07-12 | 2017-11-24 |
| 2 | W. Falcon Asset Management (Asia) Limited | Rep | Asset management | 2017-07-12 | 2017-11-24 | ZhongHua Finance Asset Management Co., Limited | Rep | 2019-12-05 | 2020-11-30 | Silk Road International Capital Limited | Rep | 2022-12-05 | 2023-03-10 |
| 3 | RICHES DEPOT SECURITIES CO., LIMITED | Rep | Dealing in securities | 2016-09-30 | 2016-10-19 | W. Falcon Asset Management (Asia) Limited | Rep | 2016-11-03 | 2017-11-24 | CHUNG LEE SECURITIES COMPANY LIMITED | Rep | 2018-10-11 | 2020-11-30 | Silk Road International Capital Limited | Rep | 2022-12-05 | 2023-03-10 |
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