Sharma, Punam (SFC:BIH763)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FIL Investment Advisors | Rep | Advising on securities | 2016-10-03 | 2016-11-29 | Rep | Asset management | 2016-10-03 | 2016-11-29 | RO | Asset management | 2016-11-29 | 2018-06-27 | RO | Advising on securities | 2016-11-29 | 2018-08-21 | Rep | Advising on securities | 2018-08-21 | 2019-07-30 |
| 2 | FIL Investment Management (Hong Kong) Limited | Rep | Advising on securities | 2016-10-03 | 2016-11-29 | Rep | Asset management | 2016-10-03 | 2016-11-29 | RO | Advising on securities | 2016-11-29 | 2018-08-21 | RO | Asset management | 2016-11-29 | 2018-08-21 | Rep | Advising on securities | 2018-08-21 | 2019-07-30 | Rep | Asset management | 2018-08-21 | 2019-07-30 |
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