Liu, Zhongwen 劉中文
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CCB INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2017-12-18 | 2018-07-20 | Rep | Advising on securities | 2017-12-18 | 2018-07-20 | Rep | Dealing in securities | 2017-12-18 | 2018-07-20 |
| 2 | HAITONG INTERNATIONAL RESEARCH LIMITED | Rep | Advising on securities | 2016-10-03 | 2017-11-16 |
| 3 | UBS SECURITIES ASIA LIMITED | Rep | Advising on securities | 2023-01-31 | 2023-02-03 | Rep | Advising on securities | 2023-08-15 | 2023-12-12 |
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