Cham, Tak Fat 湛德發
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHIEF COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2018-06-01 | 2019-08-17 |
| 2 | CHIEF SECURITIES LIMITED | Rep | Dealing in securities | 2016-10-04 | 2019-08-17 | Rep | Advising on securities | 2018-01-03 | 2019-08-17 |
| 3 | China Credit International Securities Co., Limited | Rep | Advising on securities | 2021-12-28 | 2022-01-26 | Rep | Asset management | 2021-12-28 | 2022-01-26 | Rep | Dealing in securities | 2021-12-28 | 2022-01-26 | RO | Advising on securities | 2022-01-26 | 2022-10-19 | RO | Asset management | 2022-01-26 | 2022-10-19 | RO | Dealing in securities | 2022-01-26 | 2022-10-19 |
| 4 | FRONTIER CAPITAL MANAGEMENT LIMITED (HK) | Rep | Advising on securities | 2021-09-17 | 2021-11-18 | Rep | Dealing in securities | 2021-09-17 | 2021-11-18 | Rep | Asset management | 2021-10-07 | 2021-11-18 |
| 5 | FWD Financial Planning Limited (HK) | Rep | Advising on securities | 2020-08-21 | 2021-06-29 | Rep | Dealing in securities | 2020-08-21 | 2021-06-29 | RO | Advising on securities | 2021-06-29 | 2021-08-06 | RO | Dealing in securities | 2021-06-29 | 2021-08-06 |
| 6 | SOUTH CHINA COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2022-11-08 | 2023-01-19 |
| 7 | South China Investment Management Limited | Rep | Asset management | 2022-11-08 | 2023-01-19 |
| 8 | SOUTH CHINA RESEARCH LIMITED | Rep | Advising on securities | 2022-11-08 | 2023-01-19 |
| 9 | SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2022-11-08 | 2023-01-19 |
| 10 | Two Cities Global Asset Management Limited | Rep | Advising on securities | 2023-04-19 | 2023-05-05 | Rep | Asset management | 2023-04-19 | 2023-05-05 | RO | Advising on securities | 2023-05-05 | RO | Asset management | 2023-05-05 |
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