Abrahams, Richard (SFC:BIG685)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA EVERBRIGHT RESEARCH LIMITED | RO | Advising on securities | 2019-06-24 | 2020-03-08 |
| 2 | CHINA EVERBRIGHT SECURITIES (HK) LIMITED | RO | Advising on securities | 2018-05-29 | 2020-03-08 | RO | Dealing in securities | 2018-05-29 | 2020-03-08 |
| 3 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2016-11-01 | 2017-05-10 | Rep | Advising on securities | 2016-11-01 | 2018-05-29 | RO | Dealing in securities | 2017-05-10 | 2020-03-08 | RO | Advising on securities | 2018-05-29 | 2020-03-08 |
| 4 | Magpie Securities Limited (HK) | Rep | Advising on securities | 2021-07-19 | 2021-09-09 | Rep | Asset management | 2021-07-19 | 2021-09-09 | Rep | Dealing in futures contracts | 2021-07-19 | 2021-09-09 | Rep | Dealing in securities | 2021-07-19 | 2021-09-09 | RO | Advising on securities | 2021-09-09 | RO | Asset management | 2021-09-09 | RO | Dealing in securities | 2021-09-09 | RO | Dealing in futures contracts | 2021-09-09 | 2022-08-02 | RO | Dealing in futures contracts | 2023-01-26 |
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