Pan, Qiaochu 潘翹楚
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI SECURITIES LIMITED | Rep | Dealing in futures contracts | 2023-07-19 | Rep | Dealing in securities | 2023-07-19 | Rep | Advising on securities | 2024-02-21 |
| 2 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Dealing in securities | 2021-03-17 | 2023-06-16 | Rep | Dealing in futures contracts | 2021-05-04 | 2023-06-16 |
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