Liu, Yi (SFC:BIJ193) 劉怡
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CMB International Securities Limited | Rep | Dealing in securities | 2022-08-31 | |
| 2 | Guosen Securities (HK) Brokerage Company, Limited | Rep | Dealing in futures contracts | 2016-10-13 | 2021-02-26 | Rep | Dealing in securities | 2016-10-13 | 2021-02-26 |
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