Sawada, Shogo
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2023-03-20 | 2023-03-27 |
| 2 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in futures contracts | 2023-03-20 | 2023-03-27 |
| 3 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2016-10-13 | 2016-10-20 | Rep | Dealing in securities | 2016-10-13 | 2016-10-20 | Rep | Dealing in securities | 2017-06-01 | 2017-06-08 | Rep | Dealing in futures contracts | 2017-08-25 | 2019-03-02 | Rep | Dealing in securities | 2017-08-25 | 2019-03-02 |
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