Li, Xiaoran (SFC:BQV430) 李曉然
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Eddid Securities and Futures Limited | Rep | Dealing in futures contracts | 2021-03-18 | 2022-04-08 | Rep | Dealing in securities | 2021-03-18 | 2022-04-08 | Rep | Leveraged foreign exchange trading | 2021-08-12 | 2022-04-08 |
| 2 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2023-08-01 | |
| 3 | SHANXI SECURITIES INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Advising on futures contracts | 2022-08-02 | 2023-07-12 | Rep | Advising on securities | 2022-08-02 | 2023-07-12 | Rep | Asset management | 2022-08-02 | 2023-07-12 |
| 4 | SHANXI SECURITIES INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2022-07-15 | 2023-07-12 |
| 5 | SHANXI SECURITIES INTERNATIONAL LIMITED | Rep | Dealing in securities | 2022-07-15 | 2023-07-12 |
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