Tsao, Ching Tsung 曹清宗
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2022-03-23 | Rep | Advising on securities | 2022-03-23 | 2022-08-01 | Rep | Asset management | 2022-03-23 | 2022-08-01 | RO | Asset management | 2022-08-01 | RO | Advising on securities | 2022-08-01 | 2024-02-23 |
| 2 | CHINA EVERBRIGHT SECURITIES ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2022-03-23 | 2022-08-01 | Rep | Asset management | 2022-03-23 | 2022-08-01 | Rep | Dealing in securities | 2022-03-23 | 2022-10-13 | RO | Advising on securities | 2022-08-01 | RO | Asset management | 2022-08-01 | RO | Dealing in securities | 2022-10-13 |
| 3 | CMBC ASSET MANAGEMENT COMPANY LIMITED | Rep | Advising on securities | 2021-03-24 | 2022-02-09 | Rep | Asset management | 2021-03-24 | 2022-02-09 |
| 4 | CMBC SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2021-03-24 | 2022-02-09 |
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