Lo, Siu Wan 羅少昀
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Bluemount Asset Management Limited | Rep | Asset management | 2020-07-20 | 2022-08-19 |
| 2 | Bluemount Securities Limited | Rep | Advising on securities | 2019-03-22 | 2022-02-15 | Rep | Dealing in securities | 2019-03-22 | 2022-02-15 | RO | Advising on securities | 2022-02-15 | 2022-08-19 | RO | Dealing in securities | 2022-02-15 | 2022-08-19 |
| 3 | CENTRAL WEALTH FUTURES LIMITED | Rep | Advising on futures contracts | 2017-04-05 | 2019-03-13 | Rep | Dealing in futures contracts | 2017-04-05 | 2019-03-13 |
| 4 | CENTRAL WEALTH SECURITIES INVESTMENT LIMITED | Rep | Advising on securities | 2016-10-28 | 2019-03-13 | Rep | Dealing in securities | 2016-10-28 | 2019-03-13 |
| 5 | I Win Asset Management Limited | Rep | Advising on securities | 2022-10-31 | 2023-01-09 | Rep | Asset management | 2022-10-31 | 2023-01-09 | RO | Advising on securities | 2023-01-09 | RO | Asset management | 2023-01-09 |
| 6 | I WIN SECURITIES LIMITED | Rep | Dealing in securities | 2022-10-31 | 2023-01-09 | RO | Dealing in securities | 2023-01-09 |
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