Quan, King Yut 關敬一
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CMB International Securities Limited | Rep | Dealing in securities | 2017-10-10 | 2018-01-04 |
| 2 | GBA Capital Management Limited | RO | Advising on securities | 2022-06-16 | RO | Asset management | 2022-06-16 |
| 3 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2016-10-31 | 2017-09-15 | Rep | Dealing in securities | 2016-10-31 | 2017-09-15 |
| 4 | HAI Smart Alpha Limited | RO | Asset management | 2019-05-21 | 2021-07-22 |
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