He, Liu (SFC:BII019) 何瀏
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | orientiert XYZ Securities Limited | Rep | Advising on securities | 2021-07-22 | 2023-03-07 | Rep | Dealing in securities | 2021-07-22 | 2023-03-07 | Rep | Advising on corporate finance | 2021-10-08 | 2023-03-07 | Rep | Advising on securities | 2023-05-15 | Rep | Dealing in securities | 2023-05-15 |
| 2 | PARTNERS CAPITAL SECURITIES LIMITED | Rep | Dealing in securities | 2016-10-31 | 2018-11-12 |
| 3 | VALUABLE CAPITAL LIMITED | Rep | Dealing in securities | 2019-10-21 | 2021-07-02 | Rep | Advising on securities | 2020-10-07 | 2021-07-02 |
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