Chan, Pak Sun 陳柏辰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CMB International Capital Limited | Rep | Advising on corporate finance | 2017-04-05 | 2017-10-27 | Rep | Dealing in securities | 2017-04-05 | 2017-10-27 |
| 2 | FIL Investment Advisors | Rep | Advising on securities | 2022-05-06 | 2023-12-29 | Rep | Asset management | 2022-05-06 | 2023-12-29 |
| 3 | FIL Investment Management (Hong Kong) Limited | Rep | Advising on securities | 2022-05-06 | 2023-12-29 | Rep | Asset management | 2022-05-06 | 2023-12-29 |
| 4 | Great Wall Pan Asia Asset Management Limited | Rep | Advising on securities | 2017-12-01 | 2020-01-29 | Rep | Asset management | 2017-12-01 | 2020-01-29 | Rep | Dealing in securities | 2017-12-01 | 2020-01-29 |
| 5 | Oakwise Capital Management Limited | Rep | Advising on securities | 2020-04-29 | 2022-04-30 | Rep | Asset management | 2020-04-29 | 2022-04-30 |
| 6 | SINO WEALTH SECURITIES LIMITED | Rep | Dealing in securities | 2016-11-02 | 2017-02-22 |
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