Yang, Xu (SFC:BIN075) 杨旭
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Securities (International) Corporate Finance Company Limited | Rep | Advising on corporate finance | 2018-08-01 | 2020-09-11 | Rep | Dealing in securities | 2018-08-01 | 2020-09-11 |
| 2 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Asset management | 2016-11-09 | 2018-06-30 | Rep | Dealing in securities | 2016-11-09 | 2018-06-30 |
| 3 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Dealing in futures contracts | 2016-11-09 | 2018-06-30 |
| 4 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2020-10-22 | Rep | Dealing in securities | 2020-10-22 | Rep | Advising on securities | 2020-11-05 |
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