Zhang, Shaobo (SFC:BIM865) 張少博
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED | Rep | Asset management | 2017-02-15 | 2018-03-01 | Rep | Advising on futures contracts | 2017-09-25 | 2018-03-01 | Rep | Advising on securities | 2017-09-25 | 2018-03-01 |
| 2 | HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Asset management | 2016-11-09 | 2018-03-01 | Rep | Advising on futures contracts | 2017-09-25 | 2018-03-01 | Rep | Advising on securities | 2017-09-25 | 2018-03-01 |
| 3 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2018-03-01 | 2020-07-20 |
| 4 | HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED | Rep | Advising on securities | 2017-09-25 | 2018-03-01 | Rep | Asset management | 2017-09-25 | 2018-03-01 | Rep | Dealing in securities | 2017-09-25 | 2018-03-01 |
| 5 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2018-03-01 | 2020-07-20 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy