Kuo, Chien Liang 郭建良
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CAPITAL GLOBAL MANAGEMENT LIMITED | Rep | Dealing in securities | 2017-11-15 | 2018-07-17 |
| 2 | FIRST SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2018-10-09 | 2019-11-23 |
| 3 | Yuanta Securities (Hong Kong) Company Limited | Rep | Advising on futures contracts | 2016-11-14 | 2017-07-01 | Rep | Advising on securities | 2016-11-14 | 2017-07-01 | Rep | Dealing in futures contracts | 2016-11-14 | 2017-07-01 | Rep | Dealing in securities | 2016-11-14 | 2017-07-01 |
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