Chen, Liu Shan 陳柳山
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AIA Investment Management HK Limited | Rep | Advising on securities | 2022-09-05 | 2024-03-01 | Rep | Asset management | 2022-09-05 | 2024-03-01 |
| 2 | China Alpha Fund Management (HK) Limited | Rep | Advising on securities | 2017-07-27 | 2020-01-28 | Rep | Asset management | 2017-07-27 | 2020-01-28 |
| 3 | CITIC Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2016-11-15 | 2016-12-21 |
| 4 | CLSA LIMITED | Rep | Dealing in securities | 2016-11-15 | 2016-12-21 |
| 5 | SINOPAC ASSET MANAGEMENT (ASIA) LIMITED | Rep | Advising on securities | 2020-02-20 | 2022-08-21 | Rep | Asset management | 2020-02-20 | 2022-08-21 |
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