Qi, Haiying (SFC:BFB179) 祁海英
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GUOTAI JUNAN ASSETS (ASIA) LIMITED | Rep | Advising on securities | 2016-11-15 | 2017-03-31 | Rep | Asset management | 2016-11-15 | 2017-03-31 | Rep | Dealing in securities | 2016-11-15 | 2017-03-31 | RO | Advising on securities | 2017-03-31 | RO | Asset management | 2017-03-31 | RO | Dealing in securities | 2017-03-31 |
| 2 | GUOTAI JUNAN FUND MANAGEMENT LIMITED | RO | Dealing in securities | 2017-11-27 | 2020-09-30 | RO | Advising on securities | 2017-11-27 | 2021-04-01 | RO | Asset management | 2017-11-27 | 2024-02-06 |
| 3 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | RO | Advising on securities | 2019-01-15 | RO | Dealing in securities | 2019-01-15 | RO | Dealing in futures contracts | 2022-12-15 |
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