Lau, Ka Yi (SFC:BIG902) 劉嘉怡
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CMB INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2021-05-21 | 2022-04-28 |
| 2 | CMB International Securities Limited | Rep | Dealing in securities | 2021-05-21 | 2022-04-28 |
| 3 | GCINT COMPREHENSIVE HEALTHCARE INVESTMENTS LIMITED | Rep | Dealing in securities | 2018-11-14 | 2019-02-03 | Rep | Advising on securities | 2018-12-05 | 2019-02-03 |
| 4 | Guosen Securities (HK) Brokerage Company, Limited | Rep | Dealing in futures contracts | 2020-12-08 | 2021-01-11 | Rep | Dealing in securities | 2020-12-08 | 2021-01-11 |
| 5 | SHANXI SECURITIES INTERNATIONAL FINANCIAL HOLDINGS LIMITED | Rep | Dealing in futures contracts | 2016-11-15 | 2017-03-31 |
| 6 | SHANXI SECURITIES INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2016-12-19 | 2018-05-10 |
| 7 | SHANXI SECURITIES INTERNATIONAL LIMITED | Rep | Dealing in securities | 2016-11-15 | 2018-05-10 |
| 8 | ZHONGTAI INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2019-08-01 | 2020-11-22 |
| 9 | ZHONGTAI INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2019-07-29 | 2020-11-22 |
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